ACE Transfer · prototype

Target account

* Account #

Transfer information

* Is the receiving account an entrust account?

Yes No

* Has the account holder changed?

Yes No

* Has the beneficiary owner changed?

Yes No

* Asset transfer reason

Comments

0/200 · Please do not enter any PII data.

* Price

Market History

Client instructions

Original client instructions

* Instruction type

* Instruction received by

Instruction received on group DL

* Date * Time

* Signature check

Signature matches as per the records Additional validation required

* Is this party authorised to instruct cash transfer?

Yes No

Email

sam_thom@wmail.com

✓ Sender email is registered

Select client position (12)

Select securities that need to be transferred. Add as many different securities as needed. Specify how many of each security will be transferred, then assign them.

⚲ Filter · · Visible columns (12) ▾ · ⤓

	Asset class	Security description	Stamp duty	ISIN	Ccy	Trade position	Transferable qty	Transfer qty	Trading line	Market value (USD)

Finalise client position (0)

Review the transfer quantities for each security. Make any necessary edits before submitting.

	Asset class	Security description	Stamp duty	ISIN	Ccy	Trade position	Transferable qty	Transfer qty	Trading line	Market value (USD)
ⓘ Assign securities to populate this table.

Control check

Automated controls run when the request is submitted. A failed or pending check shows its reason, the next step, and who it was assigned to.

Control check	Status	Status detail	Next step	Progress details
Duplicate loan	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]
Account level restriction	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]
Credit check- Facility ID	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]
Credit check- Collateral availability	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]
Treasury- Market rate override	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]
Treasury- FTP rate	✓ Passed	[Reason for failed or pending]	[User action]	[Detail information who got assigned]

▾

Initial approval (0)

Check off securities to approve or reject. Approved securities will be moved to "Ready to release." Rejected securities will be moved to "Concluded."

⚲ Filter · Visible columns (12) ▾ · · ⤓

	Asset class	Transact reference #	Security	ISIN	Ccy	Transfer qty	Transfer status	Trade date	Trading line	Exchange

▾

Ready to release (0)

Check off securities to release or reject. Rejected securities will be moved back to "Initial approval."

	Asset class	Transact reference #	Security	ISIN	Ccy	Transfer qty	Transfer status	Trade date	Trading line	Exchange

▾

Pre-settlement check (0)

Review the statuses of each security and take the appropriate action. Reject any securities with a "Release failed" transfer status. Manually settle any securities with an "ALR block" or "On hold" Swift status.

	Asset class	Transact reference #	Security	ISIN	Ccy	Transfer qty	Transfer status	Swift status	Trade date	Trading line

▾

Concluded (0)

All securities that have a PTCC failure, were rejected during "Initial approval," or settled. No further action needed.

	Asset class	Transact reference #	Security	ISIN	Ccy	Transfer qty	Transfer status	Trade date	Trading line	Exchange